Advocates for circumcising millions of men to curb Africa’s HIV epidemics claim the program is based on sound evidence from well-done scientific studies. Advocates cite three key studies – in South Africa, Kenya, and Uganda — to say that circumcising men reduced the rate at which they got HIV by more than 50% by reducing their risk to get HIV from sexual partners.
But that’s not what the studies found. To expose the confusion about what these studies show, let’s start with what they did and what they reported.
South Africa study: The first study to report was carried out in South Africa during 2002-05. The study team solicited men willing to be circumcised, then on a random basis assigned half the men to an intervention group to be circumcised first and the other half to a control group to remain intact (uncircumcised) until the end of the study. The study team then followed and retested the men – circumcised and intact – at scheduled visits over as long as 2 years.
During follow-up, 20 men in the intervention (circumcision) group got HIV at the rate of 0.85% per year, while 49 men in the control (intact) group got HIV at the rate of 2.11% per year. If all the men’s infections came from sex, this is good evidence that circumcision cuts men’s risk to get HIV from sexual partners from 2.11% to 0.85% per year.
But did all or even most infections come from sex? Not according to evidence the study collected and reported. Twenty-three of the 69 men with new infections said they had no sexual partner or always used condoms from their last HIV-negative test to their first HIV-positive test. Men reporting no sexual risks got HIV at the rate of 1.11% per year. If these men are telling the truth, they apparently got HIV from blood during injections, dental care, tattooing, and other skin-piercing events. If men with no sexual risks got HIV from blood, it’s likely all men – even men with sexual risks – got HIV from blood contact. The rate of getting new HIV infections in men who reported at least one unprotected (without a condom) sex event was 1.86% per year, only 0.75% faster than for men reporting no sexual risks. The modestly faster rate to get HIV in men with vs without sexual risks explains less than 1/3 of the men’s infections (using standard epidemiologic analyses and terms, the crude population attributable fraction of incident HIV associated with having any vs no unprotected sex is 27%).
The study team could have done a better job identifying the sources of men’s infections if they had asked more questions and reported more data. But where is the failure? Did they not ask, or are they not telling? Like most studies on HIV risk in Africa, this study has not provided public access to collected raw data (with safeguards to protect participants’ confidentiality). Also, like most studies on HIV risk in Africa, this study has not disclosed its questionnaire and data collection forms – so there is no public record of what information they collected and chose not to report (chose to withhold).
From the published record, it’s likely that some crucial evidence about sexual risks was simply not collected – for example, there is no indication the study team traced and tested any of the men’s sexual partners. There were not a lot of partners to trace: 4 men with spouses got HIV, and 55 men who reported 0-1 non-spousal partners got HIV.
As for estimating how many infections came from blood exposures, the study team could have done this by asking men what skin-piercing procedures they had and then looking to see if men reporting various procedures were more likely to get HIV vs men without those procedures. The study reported two measures of health care exposure in men with and without HIV infection. According to one measure, men who “attended a clinic for a health problem related to the genitals” were 6.8 times more likely to get HIV than men without this risk. According to the other measure, men who reported injections and/or transfusion and/or hospitalization were 1.7 times more likely to get HIV than men who reported none of those events (see Authors’ reply in this link).
Notably, both reported measures of possible exposure to HIV through skin-piercing procedures had a bigger impact on a man’s risk to get HIV than did possible exposure to HIV during sex (having any vs no unprotected sex). The study’s reported measures of blood-borne risks are vague: The study team has not said what procedures men got at clinics treating genital health problems. The team has also not reported HIV incidence separately for injections, for transfusions, and for hospitalizations. The study has not reported other skin-piercing health care procedures, such as infusions or dental care, and we don’t even know if they collected such information. The study has also not reported any data on skin-piercing cosmetic procedures; did they ask?
Table 1: What information on sex and blood risks did the three studies collect and report for men with and without new HIV infections?
| Risks for HIV |
South Africa, 2002-05 |
Kenya, 2002-06 |
Uganda, 2003-06 |
| Blood-borne risks |
|
|
|
| |
Injections |
Collected but not reported |
Unknown |
Unknown |
| |
Transfusion |
Collected but not reported |
Unknown |
Unknown |
| |
Hospitalization |
Collected but not reported |
Unknown |
Unknown |
| |
Injections, transfusions and/or hospitalization |
RR=1.7 |
Unknown |
Unknown |
| |
Visiting a clinic for a genital health problem |
RR=6.8 |
Unknown |
Unknown |
| |
Infusions |
Unknown |
Unknown |
Unknown |
| |
Dental care |
Unknown |
Unknown |
Unknown |
| |
Scarification |
Unknown |
Unknown |
Unknown |
| |
Other blood risks |
Unknown |
Unknown |
Unknown |
| Sexual risks |
|
|
| |
Any vs. no partners |
Collected but not reported |
Collected but not reported |
RR=2.4 |
| |
<100% condom use |
Collected but not reported |
Collected but not reported |
RR=1.1 |
| |
Any vs no partners or <100% condom use |
RR=1.7 |
Collected but not reported |
RR=1.6 |
| |
Any vs no non-spouse partner |
Collected but not reported |
Collected but not reported |
Collected but not reported |
| |
HIV status of spouse |
Not collected |
Not collected |
Collected but not reported |
| |
HIV status of non-spouse partners |
Not collected |
Not collected |
Not collected |
Sources: see references in the text. RR: crude hazard ratio (calculated as the rate of getting HIV with the risk divided by the rate without the risk).
Kenya study: The Kenya study, 2002-06, was similar in design to the South Africa study. The study circumcised some men, then followed and retested circumcised and intact men for as long as two years to see who got HIV. Nineteen men in the intervention (circumcised) group got HIV at the rate of 1.9% over two years, while 46 men in the control (intact) group got HIV at the rate of 4.1% over two years.
How many of the 65 men got HIV from sex? The study reports information on sexual behavior vs HIV for only 7 men infected during the first three months of follow-up. Five of these seven men reported no sexual partners from the time they entered the trial (using sensitive tests, the study could not find HIV in blood collected then) until their first HIV-positive test after 1-3 months. Four of the men with early infections had been circumcised in the study clinic. All four were found with HIV one month after their circumcision; three reported no sexual partners in that month. Contaminated local anesthetic or contaminated instruments could have infected the men during circumcision – the study team could have investigated the possibility, but there is no indication they did so.
What about the other 58 infections? The study asked men about sexual partners and condom use throughout the trial, but does not report this information for men with and without new HIV infections. The study team has said nothing about tracing and testing men’s sexual partners – did they do it and not report it, or just not do it?
As for blood-borne risks, the study says nothing – no report of what data were collected, and no disclosure of any collected data. This is a glaring oversight, because the study team had in hand evidence linking HIV in the community to blood risks. Among men tested as part of the process to recruit men for the trial, those who reported skin-piercing procedures were more likely to be HIV-positive (and thus not eligible for the trial). Specifically, men who reported one or more injections in the previous six months were 2.0 time more likely to be HIV-positive vs other men; men who had ever been tattooed were 2.2 times more likely to be infected; men who had ever received saro (traditional blood-letting) were 2.0 times more likely to be infected; and men who reported “blood exchange” were 18.6 times more likely to be HIV-positive.
Uganda study: The study in Uganda, 2003-06, followed the same design as studies in South Africa and Kenya: assigning men randomly to be circumcised or to remain intact, then following them for as long as long as two years to see who got HIV. Twenty-two men in the intervention (circumcised) group got HIV at the rate of 0.66% per year, and 45 men in the control (intact) group got HIV at the rate of 1.33% per year.
But how did the men get HIV? Six men with new HIV infections reported having no sex partners during the period between their last negative and first HIV-positive test. Ten others with new infections reported always using condoms. Taken together, the 16 men who reported no possible sexual exposure to HIV got HIV at the rate of 0.72% per year – presumably from skin-piercing events that exposed them to HIV in blood. Men who reported any unprotected sex acquired HIV at the rate of 1.17% per year, only 0.45% per year faster than men reporting no sexual risks. As in South Africa, the marginally faster rate at which men who reported sexual risks got HIV explains less than a third of the infections observed during the trial (using standard epidemiologic analyses and terms, the crude population attributable fraction of incident HIV associated with having any vs no unprotected sex is 29%).
Unlike the other two studies, the Uganda study team traced and tested most of the men’s wives (and other long-term partners) for HIV; this was done as part of a parallel study of the impact of circumcision on men’s and women’s risks for other diseases. However, the study did not report the wives’ HIV status for men who did and did not acquire HIV infection; this is important information, because married men accounted for about half of the infections. Did they get HIV from HIV-positive wives? The study team is sitting on that information. The study team has also not reported how many men with HIV-negative wives got HIV despite no reported non-spousal partners.
Based on the study team’s partial disclosure of collected information on sexual risks, most infections came from skin-piercing events. To determine the sources of the men’s infection, it is relevant to know about skin-piercing events in men who did and did not get HIV. However, as in the Kenya study, the Uganda study team provides no report of what data was collected on skin-piercing procedures, and discloses no collected data on skin-piercing procedures.
Ethical short-comings: The three studies treated research participants in ways that would not be allowed in the US and France, the countries that funded the studies.
The South Africa study recruited men and the Uganda study recruited wives without insisting they hear their HIV test results. Neither study has said how many people the study followed who did not hear their results. This would not be allowed in the US, where a condition of recruitment in studies that follow people to see who gets HIV is that participants must be willing to hear their test results.
The design of the Uganda study allowed the study team to follow wives who did not know they were HIV-positive to watch them infect men who did not know they were at risk. The study allowed this to happen because it tested and recruited wives without insisting they hear their test results, and without insisting they share those results with their husbands. This would also not be allowed in the US – where regulations ask that doctors and counselors warn spouses if the HIV-positive partner will not do so. The study has not said how many unsuspecting men got HIV from wives the study knew were infected.
None of the studies insisted that men who acquired HIV bring their wives for couple counseling. This ethical lapse – leaving wives with unknown risks – undermined the objective of the research, which was to see how much circumcision reduced sexual transmission. Bringing in and testing wives after men got HIV would not only protect HIV-negative wives, but would also provide information about how many infections came through sex, and how much circumcision reduced HIV from sex.
Table 2: Ethical short-comings in the three trials
| Ethical issue |
South Africa, 2002-05 |
Kenya, 2002-06 |
Uganda, 2003-06 |
| Did the study enroll people who refused to hear their HIV status? |
No |
Yes |
Yes |
| Did the study follow men not aware their wives had tested HIV-positive? |
No |
No |
Yes |
| Did the study insist that men who got HIV during the trial bring their wives for couple counseling? |
No |
No |
No |
Mass circumcision based on assumption, not evidence: Campaigns for mass circumcision in Africa began in 2007, shortly after three studies – in Kenya, South Africa, and Uganda – concluded that circumcision cut men’s risk to get HIV by 51% to 60% by reducing men’s risk to get HIV from sexual partners.
Those conclusions are based on assumption, not evidence. According to what men reported about sexual behavior in two trials, only a minority of their infections came from sex. It is, of course, possible that men lied about their sexual behavior. But with that argument, realize what has happened: The $1.5 billion enterprise to circumcise 20 million men in Africa is no longer based on evidence. It’s based on assuming away evidence. It’s based on a prior belief – inconsistent with evidence from these trials – that almost all HIV infections in African adults come from sex.
How did the men get HIV, and how did circumcision affect sex and non-sex risks? We don’t know what happened in these studies. This is due at least in part to failure on the part of the study teams to report all collected data. None of the study teams has even said what data they collected. But the scientific errors started earlier. None of the studies collected all relevant information required to measure and to explain the impact of circumcision on men’s risk to get HIV – asking comprehensively about blood and sexual risks, and tracing and testing all long-term and short-term sexual partners.